Tag: dealers
Dealer Financing
What is 'Dealer Financing' Loans that are originated by a retailer to its customers and are then sold to a bank or...
Undersubscribed
What is 'Undersubscribed' A situation in which the demand for an initial public offering of securities is less than the number of...
Brokers
An investor does not deal with the buying and selling procedures on his own; he has a broker do them for him. This is...
National Registration Database (NRD)
What is 'National Registration Database - NRD' A Canadian database, launched in 2003 to replace the old paper form system, that allows...
Japan Association Of Securities Dealers Automated Quotation (Jasdaq)
What is 'Japan Association Of Securities Dealers Automated Quotation - Jasdaq' An electronic security exchange based in Tokyo, Japan. Originally an over...
Nasdaq National Market Securities (Nasdaq-NM)
What is 'Nasdaq National Market Securities - Nasdaq-NM' The Nasdaq National Market consists of over 3000 companies that have a national or...
Dealer
What is a 'Dealer' A dealer is a person or firm in the business of buying and selling securities for their own...
NASD Rule 2790
What is 'NASD Rule 2790' A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from...