Tag: regulatory
Nationally Recognized Statistical Ratings Organization (NRSRO)
What is 'Nationally Recognized Statistical Ratings Organization - NRSRO' The formal term to describe credit rating agencies that provide credit ratings that...
National Association Of Federal Credit Unions (NAFCU)
What is the NAFCU and what does it do
The National Association of Federal Credit Unions is a trade association that represents the interests of...
National Association Of Securities Dealers (NASD)
What is the National Association of Securities Dealers (NASD)?
The National Association of Securities Dealers (NASD) is the largest securities market regulator in the United...
National Association of Insurance Commissioners (NAIC)
What is 'National Association of Insurance Commissioners - NAIC' A nationwide organization whose main responsibility is to protect the interests of insurance...
Office Of The Superintendent Of Financial Institutions (OSFI)
What is 'Office Of The Superintendent Of Financial Institutions - OSFI' An independent agency responsible for the regulation of banks, insurance companies,...
Office Of Thrift Supervision (OTS)
What is the Office of Thrift Supervision (OTS)?
The Office of Thrift Supervision (OTS) is a federal regulator of savings and loan associations, savings banks,...
Macroprudential Analysis
What is 'Macroprudential Analysis' A method of economic analysis that evaluates the health, soundness and vulnerabilities of a financial system. Macroprudential analysis...
Sarbanes-Oxley Act Of 2002 (SOX)
What is the 'Sarbanes-Oxley Act Of 2002 - SOX' The Sarbanes-Oxley Act of 2002 (SOX) is an act passed by U.S. Congress...
Correction
Corrections are price declines that are temporary, and interrupt the uptrend of an asset in the market. A correction can work as a precursor...
Canadian Securities Institute (CSI)
What is the Canadian Securities Institute (CSI)?
The Canadian Securities Institute (CSI) is a not-for-profit organization that provides educational programs and professional designations to financial...