Tag: regulatory

Canadian Investor Protection Fund (CIPF)

What is 'Canadian Investor Protection Fund - CIPF' A Canadian not-for-profit organization set up by the investment industry designed to protect investors...

Haircut

What is a 'Haircut' A haircut is the difference between prices at which a market maker can buy and sell a security....

NASD Rule 2790

What is 'NASD Rule 2790' A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from...

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