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28 Results for Tag: regulatory

Nationally Recognized Statistical Ratings Organization (NRSRO)

Nationally Recognized Statistical Ratings Organization (NRSRO) What is 'Nationally Recognized Statistical Ratings Organization - NRSRO' The formal term to describe credit rating agencies t

National Securities Clearing Corporation (NSCC)

National Securities Clearing Corporation (NSCC) What is 'National Securities Clearing Corporation - NSCC' A subsidiary of the Depository Trust & Clearing Corporation (DTCC) that provid

National Association Of Federal Credit Unions (NAFCU)

National Association Of Federal Credit Unions (NAFCU) What is 'National Association Of Federal Credit Unions - NAFCU' An industry trade group founded in 1967 that represents federal credit

National Association Of Securities Dealers (NASD)

National Association Of Securities Dealers (NASD) What was the 'National Association Of Securities Dealers - NASD' The National Association of Securities Dealers (NASD) was the self-regula

Office Of The Superintendent Of Financial Institutions (OSFI)

Office Of The Superintendent Of Financial Institutions (OSFI) What is 'Office Of The Superintendent Of Financial Institutions - OSFI' An independent agency responsible for the regulation o

National Association of Insurance Commissioners (NAIC)

National Association of Insurance Commissioners (NAIC) What is 'National Association of Insurance Commissioners - NAIC' A nationwide organization whose main responsibility is to protect th

Office Of Thrift Supervision (OTS)

Office Of Thrift Supervision (OTS) What is 'Office Of Thrift Supervision - OTS' The bureau of the U.S. Treasury Department that is responsible for issuing and enforcing regulations governi

Macroprudential Analysis

Macroprudential Analysis What is 'Macroprudential Analysis' A method of economic analysis that evaluates the health, soundness and vulnerabilities of a financial system. Macroprudential an

Rate Of Return Regulation

DefinitionRate-of-return regulation is a system for setting the prices charged by government-regulated monopolies. The main premise is that monopolies will be compelled to charge the same pr

Securities and Exchange Commission – SEC

DefinitionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securit
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