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12 Results for Tag: compliance

Kickback

Kickback What is a 'Kickback' A kickback is the payment of something of value to a recipient as compensation or reward for providing favorable treatment to another party. Explaining 'Kick

Health Insurance Portability And Accountability Act (HIPAA)

Health Insurance Portability And Accountability Act (HIPAA) What is 'Health Insurance Portability And Accountability Act - HIPAA' An act created by the U.S Congress in 1996 that amends bot

Hedge Fund Manager

Hedge Fund Manager What is a 'Hedge Fund Manager' A hedge fund manager is the individual who oversees and makes decisions about the investments in a hedge fund. Managing a hedge fund can b

Naked Put

DefinitionA naked put is a put option where the option writer does not have sufficient liquidity to cover the contracts in case of assignment. No amount of underlying stock will satisfy assi

National Association Of Federal Credit Unions (NAFCU)

National Association Of Federal Credit Unions (NAFCU) What is 'National Association Of Federal Credit Unions - NAFCU' An industry trade group founded in 1967 that represents federal credit

Official Staff Commentary

Official Staff Commentary What is 'Official Staff Commentary' Commentary published by the Federal Reserve. Official staff commentaries are laid out in a question-and-answer format. They ar

Office Of Foreign Asset Control (OFAC)

Office Of Foreign Asset Control (OFAC) What is 'Office Of Foreign Asset Control - OFAC' A department of the U.S. Treasury that enforces economic and trade sanctions against countries and g

Abacus

Abacus What is 'Abacus' 1. A calculation tool used by sliding counters along rods or grooves, used to perform mathematical functions. In addition to calculating the basic functions of addi

Canadian Securities Institute (CSI)

Canadian Securities Institute (CSI) What is 'Canadian Securities Institute - CSI' Canada's leading provider of professional credentials and compliance programs for the financial services i

Unaudited Opinion

Unaudited Opinion What is 'Unaudited Opinion' An opinion that can be offered by a Certified Public Accountant before he or she audits an organization's books. This is known as an unaudited
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