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24 Results for Tag: clients

Investment Banks

DefinitionAn investment bank is typically a private company that provides various finance-related and other services to individuals, corporations, and governments such as raising financial c

Offshore Portfolio Investment Strategy (OPIS)

Offshore Portfolio Investment Strategy (OPIS) What is 'Offshore Portfolio Investment Strategy - OPIS' A tax shelter product designed to create large, seemingly real losses to be used for t

Managed Futures Account

DefinitionA managed futures account or managed futures fund is a type of alternative investment in the US in which trading in the futures markets is managed by another person or entity, rath

Malpractice Insurance

DefinitionProfessional liability insurance, also called professional indemnity insurance but more commonly known as errors & omissions in the US, is a form of liability insurance which helps

Management Fee

DefinitionIn the investment advisory industry, a management fee is a periodic payment that is paid by an investment fund to the fund's investment adviser for investment and portfolio managem

Assets under Management

DefinitionIn finance, assets under management, sometimes called funds under management, measures the total market value of all the financial assets which a financial institution such as a mu

Raintaker

Raintaker What is 'Raintaker' A former employee of a brokerage firm who takes high-value clientelle from his or her previous employer to his or her new brokerage. The term raintaker is tak

Saitori

Saitori What is 'Saitori' A member of the Tokyo Stock Exchange who facilitates the trading of securities by matching buy and sell orders. Their role is to make the market as orderly and ef

Ras Al Khaimah Investment Authority (RAKIA)

Ras Al Khaimah Investment Authority (RAKIA) What is 'Ras Al Khaimah Investment Authority - RAKIA' An organization established under a 2005 decree issued by the ruler of Ras Al Khaimah in U

Safe Harbor

Safe Harbor What is 'Safe Harbor' Safe harbor refers to a legal provision to reduce or eliminate liability in certain situations as long as certain conditions are met. Safe harbor also ref
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