Tag: securities
Baby Bond
What is 'Baby Bond' Fixed income securities issued in small denominations, generally with a maximum face value of $5,000. The small denominations...
Valuation Analysis
What is a 'Valuation Analysis' A form of fundamental analysis that looks to compare the valuation of one security to another, to...
Face Value
What is 'Face Value' Face value is the nominal value or dollar value of a security stated by the issuer. For stocks,...
Zaraba method
What is ‘Zaraba method'
Zaraba method is a method of matching orders that involves using an auction-like process to trade securities. The orders are organized...
S-3 Filing
What is an S-3 Filing
An S-3 filing is a SEC registration form that allows companies to issue securities that are not registered under the...
EAFE Index
What is the 'EAFE Index' The EAFE Index is an index created by Morgan Stanley Capital International (MSCI) that serves as a...
Haircut
What is a 'Haircut' A haircut is the difference between prices at which a market maker can buy and sell a security....
NASD Rule 2790
What is 'NASD Rule 2790' A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from...