Tag: securities

Zaraba method

What is 'Zaraba method' A method of matching orders that involves using an auction-like process to trade securities. The orders are organized...
S-3 filing

S-3 Filing

What is an S-3 Filing An S-3 filing is a SEC registration form that allows companies to issue securities that are not registered under the...

EAFE Index

What is the 'EAFE Index' The EAFE Index is an index created by Morgan Stanley Capital International (MSCI) that serves as a...

Haircut

What is a 'Haircut' A haircut is the difference between prices at which a market maker can buy and sell a security....

NASD Rule 2790

What is 'NASD Rule 2790' A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from...

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