Tag: regulation
Safety-First Rule
What is 'Safety-First Rule' Within the context of post-modern and modern portfolio theory, a safety-first rule involves creating a portfolio based on...
Call Protection
What is a 'Call Protection' A call protection is a protective provision of a callable security prohibiting the issuer from calling back...
Cancel Former Order (CFO)
What is 'Cancel Former Order - CFO' An order from an investor to a broker, to cancel a previously placed order that...
Call Rule
What is 'Call Rule' A exchange rule whereby the official bidding price for a cash commodity is competitively established at the end...
Canadian Competition Act
The Competition Act is a federal law that governs competition and business practices in Canada. The act was last amended in 2009, and the...
Leverage
Leverage is the utilization of distinct financial tools or borrowed capital comprised to increase the possible return on an investment. Leverage is most commonly...
Fair Credit Reporting Act (FCRA)
DefinitionThe Fair Credit Reporting Act, 15 U.S.C. § 1681 is U.S. Federal Government legislation enacted to promote the accuracy, fairness, and privacy of consumer...
Fast Market Rule
What is the fast market rule
The fast market rule is a regulation that requires firms to disseminate information about material events as soon as...
Federal Deposit Insurance Corporation Improvement Act (FDICIA)
What is 'Federal Deposit Insurance Corporation Improvement Act - FDICIA' Passed in 1991 at the height of the Savings and Loan Crisis...
Waiver Of Exemption
What is 'Waiver Of Exemption' A provision in a consumer credit contract or loan agreement that permitted creditors to seize or threaten...