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34 Results for Tag: broker

Hard Stop

Hard Stop What is 'Hard Stop' A price level that, if reached, will trigger an order to sell an underlying security. Hard stops are set at a constant price and are inherently good until can

Yield Spread Premium

DefinitionA yield spread premium is the money or rebate paid to a mortgage broker for giving a borrower a higher interest rate on a loan in exchange for lower up front costs, generally paid

Immediate Or Cancel Order (IOC)

Immediate Or Cancel Order (IOC) What is an 'Immediate Or Cancel Order - IOC' An immediate or cancel order (IOC) is an order to buy or sell a security that must be executed immediately, and

National Association Of Securities Dealers (NASD)

National Association Of Securities Dealers (NASD) What was the 'National Association Of Securities Dealers - NASD' The National Association of Securities Dealers (NASD) was the self-regula

Odd Lot

Odd Lot What is an 'Odd Lot' An odd lot is an order amount for a security that is less than the normal unit of trading for that particular asset. Odd lots are considered to be anything les

Margin Call

DefinitionMargin Call is a 2011 American drama film written and directed by J. C. Chandor. The principal story takes place over a 24-hour period at a large Wall Street investment bank during

Omnibus Account

DefinitionAn Omnibus Customer Securities Account is a securities account used by a brokerage firm or its affiliated clearing firm in order to maintain appropriate custody of underlying secur

Mandatory Mortgage Lock

Home Ownership by Country Mandatory Mortgage Lock What is 'Mandatory Mortgage Lock' The sale of a mortgage in the secondary mortgage market with terms that require the seller of the mortga

Maintenance Margin

DefinitionIn finance, margin is collateral that the holder of a financial instrument has to deposit with a counterparty to cover some or all of the credit risk the holder poses for the count

Short Selling

DefinitionIn finance, a short sale is the sale of an asset that the seller does not own. The seller effects such a sale by borrowing the asset in order to deliver it to the buyer. Subsequent
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