Tag: clients
Know Your Client (KYC)
What is 'Know Your Client - KYC' The Know Your Client form is a standard form in the investment industry that ensures...
UBS
What is 'UBS' A multinational diversified financial services company headquartered in Switzerland. UBS is involved in virtually all major financial activities, including...
Family Offices
DefinitionThe term family office can refer to a family controlled investment group, and also the two major terms: single family office or multi-family office....
James P. Mooney
What is 'James P. Mooney' A former chairman and CEO of OM Group. Born in 1947 in Ohio, Mooney began his career...
ECN Broker
What is an 'ECN Broker' An ECN broker is a forex financial expert who uses electronic communications networks (ECNs) to provide its...
Half Commission Man
What is 'Half Commission Man' A half commission man is an individual who introduces clients to stock brokers or other market professionals...
Daily Money Manger – DMM
What is 'Daily Money Manager - DMM' A person who takes over the day-to-day financial tasks for those who are unable to...