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38 Results for Tag: commission

Korea Investment Corporation

DefinitionKorea Investment Corporation was established in 2005 to preserve and enhance the long-term purchasing power of South Korea's sovereign wealth through efficient management of public

Hart-Scott-Rodino Antitrust Improvements Act Of 1976

Hart-Scott-Rodino Antitrust Improvements Act Of 1976 What is 'Hart-Scott-Rodino Antitrust Improvements Act Of 1976' A U.S. law enacted by President Ford that requires large companies to fi

In-Service Withdrawal

In-Service Withdrawal What is 'In-Service Withdrawal' A withdrawal made from a qualified plan account before the holder experiences a triggering event. A triggering event, such as reaching

National Pensions Reserve Fund

National Pensions Reserve Fund What is 'National Pensions Reserve Fund' The National Pensions Reserve Fund is a public pension fund established by the Republic of Ireland. The Government o

Nationally Recognized Statistical Ratings Organization (NRSRO)

Nationally Recognized Statistical Ratings Organization (NRSRO) What is 'Nationally Recognized Statistical Ratings Organization - NRSRO' The formal term to describe credit rating agencies t

National Securities Clearing Corporation (NSCC)

National Securities Clearing Corporation (NSCC) What is 'National Securities Clearing Corporation - NSCC' A subsidiary of the Depository Trust & Clearing Corporation (DTCC) that provid

National Association Of Securities Dealers (NASD)

National Association Of Securities Dealers (NASD) What was the 'National Association Of Securities Dealers - NASD' The National Association of Securities Dealers (NASD) was the self-regula

National Market System (NMS)

National Market System (NMS) What is a 'National Market System - NMS' A national market system (NMS) is a system with two main functions: 1. To facilitate trading of OTC stocks whose siz

Omnibus Account

DefinitionAn Omnibus Customer Securities Account is a securities account used by a brokerage firm or its affiliated clearing firm in order to maintain appropriate custody of underlying secur

Real-Time Trade Reporting

Real-Time Trade Reporting What is 'Real-Time Trade Reporting' A requirement imposed on market makers (and in some instances, non market makers) to report each trade immediately after the t
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