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4 Results for Tag: finra

National Association Of Securities Dealers (NASD)

National Association Of Securities Dealers (NASD) What was the 'National Association Of Securities Dealers - NASD' The National Association of Securities Dealers (NASD) was the self-regula

Real-Time Trade Reporting

Real-Time Trade Reporting What is 'Real-Time Trade Reporting' A requirement imposed on market makers (and in some instances, non market makers) to report each trade immediately after the t

Taping Rule

Taping Rule What is 'Taping Rule' A rule created by the National Association of Securities Dealers (NASD) that requires that special supervisory procedures be put in place when a specific

NASD Rule 2790

NASD Rule 2790 What is 'NASD Rule 2790' A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from performing trade